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Senior Vice President, Investments

Financial Advisor

Direct: 949-447-2102

TY.ROGERS@RAYMONDJAMES.COM

 

With over 23 years in the financial services industry and driven with an entrepreneurial spirit, Ty has seen many changes in the business and has successfully adapted his process to meet them. In 1992, Ty co-founded Amerstock Corporation, a full service brokerage, where he supervised retail operations until its successful merger with Daehan Securities. In 1999, Ty and his team successfully created and launched E*Trade’s online distribution platform of IPOs with an emphasis on directed shares. He also co-managed the distribution of numerous public offerings for the firm until E*Offering’s purchase by Wit SoundView Corporation in 2000. In 2009, while working as a financial advisor with Smith Barney, Ty decided that he wanted to focus his practice on retirement plans and retirement plan participants. He is dedicated to educating plan sponsors by helping them navigate their way through this ever-changing and complex area.

Ty holds FINRA Series 7, 24, 31, 62, 63 and 66 licenses as well as life and health insurance licenses. He has earned the designation of Chartered Retirement Plans Specialist (CRPS®) and Chartered Retirement Planning Counselor (CRPC®) through the College for Financial Planning. Beyond loving his occupation, his other interests include travel, music and basketball. Ty is happily married and has three children.